-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I0f+7iy6FHIwApVtmkqeUTbvqhZIiLlx0vKlxQcl17Cq08w+sUZ7N8bvlpuGKzEV DBR9LPd6Klp2+gYUr08Q+Q== 0000897069-94-000003.txt : 20030213 0000897069-94-000003.hdr.sgml : 20030213 19940112171727 ACCESSION NUMBER: 0000897069-94-000003 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940112 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON WORLDWIDE ASSOCIATES INC CENTRAL INDEX KEY: 0000788329 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 391536083 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39084 FILM NUMBER: 94501210 BUSINESS ADDRESS: STREET 1: 222 MAIN ST, SUITE 400 CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 4146312100 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FARLEY RAYMOND F CENTRAL INDEX KEY: 0000917517 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 4061 NORTH MAIN STREET CITY: RACINE STATE: WI ZIP: 53402 BUSINESS PHONE: 4146312503 MAIL ADDRESS: STREET 1: FOLEY & LARDNER STREET 2: 777 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 SC 13D 1 SCHEDULE 13D FOR RAYMOND F. FARLEY OMB APPPROVAL ------------- OMB Number 3235-0145 Expires: October 31, 1994 Estimated average burden hours per form 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* JOHNSON WORLDWIDE ASSOCIATES, INC. (Name of Issuer) Class A Common Stock, $.05 par value (Title of Class of Securities) 479254 10 4 (CUSIP Number) John M. Schroeder, 4041 North Main Street, Racine, Wisconsin 53402 - (414) 631-2503 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 30, 1993 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 479254 10 4 Page 2 of _____ Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Raymond F. Farley ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / Not Applicable 3 SEC USE ONLY 4 SOURCE OF FUNDS* Not Applicable 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / Not Applicable 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States 7 SOLE VOTING POWER NUMBER OF 46,058(1) SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY 9 SOLE DISPOSITIVE POWER EACH 46,058(1) REPORTING PERSON 10 SHARED DISPOSITIVE POWER WITH 0 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 46,058(1) 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / Not Applicable 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.7% 14 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) Takes into account shares of Class B Common Stock beneficially owned by the reporting person which are convertible into Class A Common Stock on a one share-for-one share basis. Item 1. Security and Issuer Class A Common Stock, $.05 par value Johnson Worldwide Associates, Inc. 222 Main Street Racine, Wisconsin 53403 Item 2. Identity and Background This statement is being filed by Raymond F. Farley. Certain information regarding the foregoing person is set forth below. (a)-(b) Name and Business Address Raymond F. Farley 4061 North Main Street Racine, Wisconsin 53404 (c) Principal Occupation and Employment Retired President, Chief Executive Officer and Chief Operating Officer of S. C. Johnson & Son, Inc. Principal Business/Name, Address and Principal Business of Employer S. C. Johnson & Son, Inc. 1525 Howe Street Racine, Wisconsin 53403 Manufacturer of household maintenance and industrial products. (d)-(e) During the last five years, the reporting person has not been convicted in a criminal proceeding or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violation of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. (f) Citizenship United States Item 3. Source and Amount of Funds or Other Consideration. Not Applicable. See Item 4. Item 4. Purpose of Transaction. The reporting person no longer has voting or investment power over shares of Class A and Class B Common Stock held by the Samuel C. Johnson Family Trust ("Family Trust") of which he was a co-trustee until December 31, 1993. The reporting person has no plans or proposals which relate to or would result in: (a) The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) A sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) Any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) Any material change in the present capitalization or dividend policy of the Issuer; (f) Any other material change in the Issuer's business or corporate structure; (g) Changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any other person; (h) Causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) A class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (j) Any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer. (a)-(b) Information concerning the amount and percentage of shares of Class A common Stock beneficially owned by the reporting person is set forth below. Percentage of Sole Shared Outstanding Voting and Voting and Aggregate Shares of Reporting Dispositive Dispositive Beneficial Class A Person Power Power Ownership Common Stock Raymond F. 46,058(1) 0 46,058(1) 0.7%(1) Farley ________________________ (1) Includes shares of Class B Common Stock which are convertible at any time on a one-for-one basis into shares of Class A Common Stock. (c) On December 30, 1993, the Samuel C. Johnson Family Trust, of which Mr. Farley served as a co-trustee, deposited 763,736 shares of Class B Common Stock into the Johnson Worldwide Associates, Inc. Class B Common Stock Voting Trust ("Voting Trust") directly and indirectly as the sole shareholder of a corporation. The Voting Trust holds 1,029,000 shares of Class B Common Stock for the benefit of Samuel C. Johnson and members of his family. Mr. Farley's term as a co-trustee of the Family Trust terminated on December 31, 1993. Accordingly, Mr. Farley no longer has voting or investment power over any of the shares of Class B Common Stock held in the Voting Trust. (d) Not applicable. (e) Mr. Farley ceased to be a beneficial owner of more than 5% of the Class A Common Stock on December 31, 1993. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. Not applicable. Item 7. Material to be Filed as Exhibits. Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date January 7, 1994 /s/ Raymond F. Farley Date Signature Raymond F. Farley Name/Title -----END PRIVACY-ENHANCED MESSAGE-----